Philip Thomas Whitfield

CE No. BGC470 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Thomas Whitfield, a licensed former licensee with CE reference BGC470. This person has 2.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
St. James's Place (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-09-01 2017-10-20
St. James's Place (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-09-01 2017-10-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Thomas Whitfield during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Martin Woodward St. James's Place (Hong Kong) Limited 2015–2017
Shane Quinton Crawford St. James's Place (Hong Kong) Limited 2015–2017
Martin Wolfgang Hennecke St. James's Place (Hong Kong) Limited 2015–2017
Oliver Jeremy Wickham St. James's Place (Hong Kong) Limited 2015–2017
Paul Brady St. James's Place (Hong Kong) Limited 2015–2017
Kitty Lai King Cheung St. James's Place (Hong Kong) Limited 2015–2017
Julian Galvin St. James's Place (Hong Kong) Limited 2015–2017
Stephen Philip Gollop St. James's Place (Hong Kong) Limited 2015–2017
William David Leo Kruis St. James's Place (Hong Kong) Limited 2015–2017
Winston Kam Wah Lai St. James's Place (Hong Kong) Limited 2015–2017
Andrew John Tawn St. James's Place (Hong Kong) Limited 2015–2017
James William Warner St. James's Place (Hong Kong) Limited 2015–2017
Colin Kwan Lun Lee St. James's Place (Hong Kong) Limited 2015–2017
Kim Seng Ch'ng St. James's Place (Hong Kong) Limited 2015–2017
Simon Sai Ho Liu St. James's Place (Hong Kong) Limited 2015–2017
Richard Philip Bolton St. James's Place (Hong Kong) Limited 2015–2017
Stephen Edward Doughty St. James's Place (Hong Kong) Limited 2015–2017
Nicholas James Lumb St. James's Place (Hong Kong) Limited 2015–2017
Richard John Lewis St. James's Place (Hong Kong) Limited 2015–2017
Mark Donald Rawson St. James's Place (Hong Kong) Limited 2015–2017
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