Kin Man Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Liu (廖建文), a licensed Responsible Officer with CE reference BGB550. Currently licensed at 1 firm(s): Great Bay Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-13 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 - Advising on securities | 2026-07-13 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 - Asset management | 2026-07-13 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-10 | 2026-07-13 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-10 | 2026-07-13 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | 2023-03-10 | 2026-07-13 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-20 | 2021-06-02 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2016-04-23 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-25 | 2016-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Man Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.