Maximilian Shui Hung Ling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maximilian Shui Hung Ling (林瑞鴻), a licensed Responsible Officer with CE reference BGA793. Currently licensed at 1 firm(s): Top One Global Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-16 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-01-16 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-16 | present |
| Securis Capital Limited | RO | Type 9 - Asset management | 2019-09-27 | 2024-11-29 |
| Securis Capital Limited | RO | Type 1 - Dealing in securities | 2019-01-04 | 2024-11-29 |
| Securis Capital Limited | RO | Type 4 - Advising on securities | 2019-01-04 | 2024-11-29 |
| Securis Capital Limited | Rep | Type 1 - Dealing in securities | 2018-12-28 | 2019-01-04 |
| Securis Capital Limited | Rep | Type 9 - Asset management | 2018-12-28 | 2019-09-27 |
| Quintar Capital Limited | Rep | Type 9 - Asset management | 2016-04-26 | 2018-12-14 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-16 | 2018-12-14 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-16 | 2018-12-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maximilian Shui Hung Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.