Ning Yee Frances Lee
李令儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Yee Frances Lee (李令儀), a licensed former licensee with CE reference BFX750. This person has 8.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-05 | 2025-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-01-25 | 2025-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-01-25 | 2025-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-02 | 2019-01-25 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-01-02 | 2019-01-25 |
| YRD Asset Management Limited | RO | Type 1 - Dealing in securities | 2017-10-23 | 2019-01-01 |
| YRD Asset Management Limited | RO | Type 4 - Advising on securities | 2017-10-23 | 2019-01-01 |
| YRD Asset Management Limited | RO | Type 9 - Asset management | 2017-10-23 | 2019-01-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-29 | 2016-04-06 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-29 | 2016-04-06 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-29 | 2016-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Yee Frances Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.