Wai Ming Tong
唐偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Tong (唐偉明), a licensed former licensee with CE reference BFX497. This person has 9.2 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-09 | 2026-07-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-04 | 2019-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-28 | 2019-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-28 | 2019-10-28 |