Tian Ye
叶天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Ye (叶天), a licensed former licensee with CE reference BFX165. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-24 | 2016-12-18 |