Wendy Caroline Nicholson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Caroline Nicholson, a licensed former licensee with CE reference BFW996. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-25 | 2019-08-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-28 | 2015-08-01 |