Jerome Lino Raffaldini II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Lino Raffaldini II, a licensed former licensee with CE reference BFV948. This person has 2.4 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-06-30 | 2025-07-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-06-30 | 2025-07-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-09 | 2024-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-09 | 2024-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-07-21 | 2023-07-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-07-21 | 2023-07-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-01-05 | 2023-01-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-01-05 | 2023-01-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-11 | 2018-05-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-11 | 2018-05-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-12-28 | 2016-01-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-12-28 | 2016-01-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-16 | 2015-11-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-16 | 2015-11-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-20 | 2015-10-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-20 | 2015-10-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-10 | 2015-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-08-10 | 2015-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-07-17 | 2015-07-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-07-17 | 2015-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jerome Lino Raffaldini II during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.