Shin Yamaguchi
山口真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shin Yamaguchi (山口真), a licensed former licensee with CE reference BFT553. This person has 2.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-12 | 2018-06-30 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-06 | 2017-10-12 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Shin Yamaguchi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Huali Zhang | Asset Management One Hong Kong Limited | 2015–2018 |
| Haijun Huang | Asset Management One Hong Kong Limited | 2015–2018 |
| Akinori Han | Asset Management One Hong Kong Limited | 2015–2017 |
| Hiroaki Yura | Asset Management One Hong Kong Limited | 2017–2018 |
| Motoshi Nagai | Asset Management One Hong Kong Limited | 2015–2016 |