Shing Yan Chan
陳承茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yan Chan (陳承茵), a licensed former licensee with CE reference BFO686. This person has 5.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-19 | 2021-12-16 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-19 | 2021-12-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-20 | 2018-09-17 |