Tak Wing Lau
劉德榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lau (劉德榮), a licensed former licensee with CE reference BFN651. This person has 6.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-18 | 2021-10-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 - Advising on securities | 2021-05-18 | 2021-10-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-09 | 2021-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.