Jie Chen
陳劼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Chen (陳劼), a licensed former licensee with CE reference BFI718. This person has 2.7 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-12-18 | 2021-06-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-07-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-13 | 2016-12-18 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ruogu Guo | TFI Capital Limited | 2020–2021 |
| Yan Kit Chiu | TFI Capital Limited | 2020–2021 |
| Zhiyi Tan | TFI Capital Limited | 2021 |
| Jiaqiang Yu | TFI Capital Limited | 2021 |
| Danni Gao | TFI Capital Limited | 2021 |
| Tang Kwan Tsang | TFI Capital Limited | 2021 |
| Yat Hin Lee | TFI Capital Limited | 2021 |
| Ge Gao | TFI Capital Limited | 2021 |