Dick Wai David Mak
麥廸維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Wai David Mak (麥廸維), a licensed Representative with CE reference BFE992. Currently licensed at 1 firm(s): Ceres Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ceres Asset Management Limited | Rep | Type 9 - Asset management | 2025-06-20 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-10-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-10 | 2015-12-25 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Wai David Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Cheong Leung | Ceres Asset Management Limited | 2025–present |
| Ping Kuen Wong | Ceres Asset Management Limited | 2025–present |
| Ping Leong Wong | Ceres Asset Management Limited | 2025–present |
| Chung Man Lee | Ceres Asset Management Limited | 2026–present |