Laurance Stanley Adam Nowak II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurance Stanley Adam Nowak II, a licensed former licensee with CE reference BFE977. This person has 2.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-11 | 2017-11-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-11 | 2017-11-03 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-05-04 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-05-04 | 2017-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Laurance Stanley Adam Nowak II during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.