Stephan Tan
陳子仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephan Tan (陳子仁), a licensed former licensee with CE reference BFE461. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-17 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-17 | 2016-01-21 |