Nan Yan
閆楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Yan (閆楠), a licensed former licensee with CE reference BFD014. This person has 6.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-18 | 2024-09-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-02-18 | 2024-09-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-18 | 2024-09-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-02-18 | 2024-09-16 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-29 | 2020-09-30 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-29 | 2020-09-30 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-08 | 2016-09-02 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-08 | 2016-09-02 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 - Asset management | 2015-05-08 | 2016-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.