Chengzhen Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengzhen Li (李成臻), a licensed Representative with CE reference BEW378. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-25 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-25 | present |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-23 | 2019-02-28 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-23 | 2019-02-28 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-22 | 2017-07-15 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-22 | 2017-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chengzhen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.