Tsz Kiu Kwok
郭梓翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kiu Kwok (郭梓翹), a licensed former licensee with CE reference BET772. This person has 7.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-30 | 2023-06-23 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-26 | 2023-06-23 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-26 | 2023-06-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-15 | 2020-11-30 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-12-19 | 2020-11-30 |
| Goldin Financial Limited 高銀融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-08 | 2016-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Kiu Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.