Thuy Trang Le
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thuy Trang Le, a licensed Representative with CE reference BET100. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2025-05-16 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2025-05-16 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-20 | 2019-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-05 | 2018-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thuy Trang Le during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.