Ka Lok Sham
岑嘉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Sham (岑嘉諾), a licensed former licensee with CE reference BER999. This person has 2.5 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-10 | 2020-04-24 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-10 | 2020-04-24 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-10 | 2020-04-24 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 - Asset management | 2019-10-10 | 2020-04-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2016-12-14 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.