Neil John Sheather
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil John Sheather, a licensed former licensee with CE reference BEN516. This person has 3.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-13 | 2018-05-25 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 - Advising on securities | 2016-06-13 | 2018-05-25 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-06 | 2016-01-15 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2015-01-06 | 2016-01-15 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 - Asset management | 2015-01-06 | 2016-01-15 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil John Sheather during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.