Xiangjun Wu
吳向軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangjun Wu (吳向軍), a licensed former licensee with CE reference BEL575. This person has 9.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-07 | 2024-08-23 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-19 | 2024-08-23 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 9 - Asset management | 2015-08-19 | 2024-08-23 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiangjun Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiangyong Zhou | Guotai Global Investments Limited | 2015–2024 |
| Wanru Gu | Guotai Global Investments Limited | 2018–2024 |
| Lei Shi | Guotai Global Investments Limited | 2019–2024 |
| Xuanren Chen | Guotai Global Investments Limited | 2019–2024 |
| Cong Cong | Guotai Global Investments Limited | 2021–2024 |
| Jue Qi | Guotai Global Investments Limited | 2015–2019 |
| Ketong Weng | Guotai Global Investments Limited | 2022–2024 |
| Tiantian Fang | Guotai Global Investments Limited | 2020–2023 |
| Zhengtai Jiang | Guotai Global Investments Limited | 2022–2024 |
| Hongping Huang | Guotai Global Investments Limited | 2016–2018 |
| King Yan Lau | Guotai Global Investments Limited | 2023–2024 |
| Yiyao Zhang | Guotai Global Investments Limited | 2023–2024 |
| Zhehong Zhu | Guotai Global Investments Limited | 2023–2024 |
| Luoyan Zhou | Guotai Global Investments Limited | 2019 |
| Jiayin Zhao | Guotai Global Investments Limited | 2024 |