Shaojie Zuo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaojie Zuo (左少杰), a licensed Responsible Officer with CE reference BEL258. Currently licensed at 1 firm(s): China Everbright Assets Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-13 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-24 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 - Asset management | 2023-07-24 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-30 | 2023-07-24 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-30 | 2023-07-24 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-04 | 2015-06-30 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 - Asset management | 2014-11-04 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaojie Zuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.