Tomer Klein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomer Klein, a licensed former licensee with CE reference BEH824. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-11 | 2015-11-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-10-14 | 2014-11-12 |