Calvin Kim

CE No. BEG037 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Kim, a licensed former licensee with CE reference BEG037. This person has 10.9 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2014-10-06 2025-09-04
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2014-10-06 2025-09-04
UBS Asset Management (Hong Kong) Limited Rep Type 9 - Asset management 2014-10-06 2025-09-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Calvin Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yik Ki Yu UBS Asset Management (Hong Kong) Limited 2014–2025
David Patrick Ho UBS Asset Management (Hong Kong) Limited 2014–2025
Akiko Yagi UBS Asset Management (Hong Kong) Limited 2014–2025
Chung Kit Yeung UBS Asset Management (Hong Kong) Limited 2014–2025
Wai Ling Yuen UBS Asset Management (Hong Kong) Limited 2014–2025
Wai Ho Yiu UBS Asset Management (Hong Kong) Limited 2014–2025
Yuan Wu UBS Asset Management (Hong Kong) Limited 2015–2025
Adolfo Oliete Galiano UBS Asset Management (Hong Kong) Limited 2015–2024
Joseph Robert Elegante UBS Asset Management (Hong Kong) Limited 2016–2025
John Bradshaw UBS Asset Management (Hong Kong) Limited 2014–2025
Rong Ye UBS Asset Management (Hong Kong) Limited 2016–2024
King Hong Cheng UBS Asset Management (Hong Kong) Limited 2014–2023
Ephrem Shiu UBS Asset Management (Hong Kong) Limited 2014–2023
Bin Shi UBS Asset Management (Hong Kong) Limited 2014–2025
Chee Seng Chan UBS Asset Management (Hong Kong) Limited 2014–2025
Shiao Wern Charlene Huang UBS Asset Management (Hong Kong) Limited 2015–2025
Hayden Daniel Briscoe UBS Asset Management (Hong Kong) Limited 2016–2024
Ka Wing Wong UBS Asset Management (Hong Kong) Limited 2017–2025
Charles Sai Yiu Li UBS Asset Management (Hong Kong) Limited 2014–2022
Jerome Lino Raffaldini II UBS Asset Management (Hong Kong) Limited 2015–2025
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