Ruochen Lu
呂若晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruochen Lu (呂若晨), a licensed former licensee with CE reference BEE828. This person has 7.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-10 | 2026-06-30 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-04-13 | 2021-05-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-19 | 2021-01-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-19 | 2021-01-04 |