Alvin Siu-Lun Yam
任兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Siu-Lun Yam (任兆麟), a licensed former licensee with CE reference BEE593. This person has 1.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-04 | 2022-08-29 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-05-04 | 2022-08-29 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2022-05-04 | 2022-08-29 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-04 | 2022-08-29 |
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-10-03 | 2015-07-20 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-10-03 | 2015-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Siu-Lun Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.