Li Shen
沈黎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Shen (沈黎), a licensed former licensee with CE reference BEE291. This person has 11.7 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2022-09-22 | 2026-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-16 | 2026-07-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-12 | 2022-07-08 |