Horace Ho Wang Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Ho Wang Chu (朱浩宏), a licensed Representative with CE reference BDV949. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-14 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-08-14 | present |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-08 | 2026-03-30 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-23 | 2026-03-30 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-27 | 2021-09-23 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-15 | 2021-08-05 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-15 | 2020-01-15 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-18 | 2018-06-01 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-02 | 2016-04-01 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-02 | 2016-04-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-23 | 2015-06-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-23 | 2015-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Horace Ho Wang Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.