Lok Wa Kwok
郭樂樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wa Kwok (郭樂樺), a licensed Representative with CE reference BDU844. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-28 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 - Asset management | 2014-08-04 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Wa Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.