Wai Soon Lum
林慧順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Soon Lum (林慧順), a licensed former licensee with CE reference BDM726. This person has 3.0 years of SFC licence history. Total licence records on file: 1.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-06-03 | 2017-05-30 |