David J. Oberto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David J. Oberto, a licensed former licensee with CE reference BDJ934. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-07-21 | 2014-07-25 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as David J. Oberto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.