Michael James Downes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Downes, a licensed former licensee with CE reference BDF595. This person has 5.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-14 | 2020-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-14 | 2020-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-08-14 | 2020-03-31 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-30 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-04-30 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-04-30 | 2017-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael James Downes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.