Jingjing Yu

余晶晶
CE No. BDF565 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingjing Yu (余晶晶), a licensed former licensee with CE reference BDF565. This person has 12.4 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
RO Type 1 - Dealing in securities 2023-04-27 2026-09-30
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
RO Type 4 - Advising on securities 2023-04-27 2026-09-30
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
RO Type 9 - Asset management 2023-04-27 2026-09-30
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
Rep Type 1 - Dealing in securities 2018-10-22 2023-04-27
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
Rep Type 9 - Asset management 2018-10-22 2023-04-27
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
Rep Type 4 - Advising on securities 2018-09-12 2023-04-27
Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
Rep Type 5 - Advising on futures contracts 2016-10-24 2018-08-17
Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
Rep Type 4 - Advising on securities 2014-04-08 2018-08-17

Related