Derrick Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derrick Chan (陳是誠), a licensed Responsible Officer with CE reference BDE476. Currently licensed at 1 firm(s): FTI Capital Advisors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 7.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-01-12 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-17 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 4 - Advising on securities | 2023-01-17 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-04-04 | 2024-01-12 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-11 | 2022-02-27 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-11 | 2022-02-27 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-22 | 2018-06-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-22 | 2018-06-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-22 | 2018-06-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-22 | 2018-06-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2017-08-22 | 2018-06-15 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-01 | 2017-05-13 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-01 | 2017-05-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-17 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-17 | 2016-05-15 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-31 | 2014-06-10 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-31 | 2014-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derrick Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.