Royce Tsing Yiu Wan
溫證堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Royce Tsing Yiu Wan (溫證堯), a licensed former licensee with CE reference BCW439. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSpro (Hong Kong) Limited 高普科技金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-31 | 2024-09-13 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-07 | 2020-02-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-09 | 2020-02-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-08 | 2017-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Royce Tsing Yiu Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.