Or Ngan
顏珂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Or Ngan (顏珂), a licensed former licensee with CE reference BCW210. This person has 5.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-21 | 2021-06-09 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-21 | 2021-06-09 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-18 | 2020-07-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-18 | 2020-07-28 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-08-17 | 2020-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-23 | 2020-05-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-23 | 2020-05-31 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-22 | 2017-03-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2016-12-08 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-23 | 2016-12-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-10 | 2016-06-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-10 | 2016-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Or Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.