Ka Wai Kenneth Tam

譚家維
CE No. BCS202 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Kenneth Tam (譚家維), a licensed former licensee with CE reference BCS202. This person has 3.3 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
ALPS Capital Management Limited Rep Type 1 - Dealing in securities 2014-01-14 2017-04-29
ALPS Capital Management Limited Rep Type 4 - Advising on securities 2014-01-14 2017-04-29
ALPS Capital Management Limited Rep Type 9 - Asset management 2014-01-14 2017-04-29

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Kenneth Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Amy Sau Mai Ip ALPS Capital Management Limited 2014–2017
Benjamin Ka How Lo ALPS Capital Management Limited 2014–2017
Yee Nam Lee ALPS Capital Management Limited 2014–2017
Kwok Wai Leung ALPS Capital Management Limited 2014–2017
Karen Kwok Yan Chui ALPS Capital Management Limited 2014–2017
Winnie Chan ALPS Capital Management Limited 2014–2016
Audrey Wang ALPS Capital Management Limited 2014–2017
Eva Tsz Yan Lee ALPS Capital Management Limited 2014–2017
Jacky Wai Man Chan ALPS Capital Management Limited 2014–2016
Rebecca Cheuk Ying Ng ALPS Capital Management Limited 2014
Lai Shan Lau ALPS Capital Management Limited 2014–2015
Yee Ling Wong ALPS Capital Management Limited 2016–2017
Karen Yui Ping Cheung ALPS Capital Management Limited 2016–2017
Diego Kalaw Cuenca ALPS Capital Management Limited 2014
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