Ho Yan Ng
吳皓欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan Ng (吳皓欣), a licensed former licensee with CE reference BCN685. This person has 0.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-03-15 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2016-03-15 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-17 | 2014-05-14 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-17 | 2014-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.