Maggie Lu
路曼蕓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maggie Lu (路曼蕓), a licensed former licensee with CE reference BCN441. This person has 6.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-11-01 | 2020-07-31 |
| American Century Investment Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-11-01 | 2020-07-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-19 | 2017-10-06 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-19 | 2017-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maggie Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.