Nicole Wing Ki Chan
陳穎琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Wing Ki Chan (陳穎琪), a licensed former licensee with CE reference BCN236. This person has 6.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-09 | 2023-11-06 |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-09-15 | 2023-11-06 |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-03-09 | 2023-11-06 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-05 | 2016-10-03 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-12 | 2014-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicole Wing Ki Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.