Yun Xie
謝贇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Xie (謝贇), a licensed former licensee with CE reference BCK969. This person has 1.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-26 | 2015-08-21 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-09 | 2015-08-21 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-12-09 | 2015-08-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.