Pui Yi Lok
駱貝怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yi Lok (駱貝怡), a licensed former licensee with CE reference BCI866. This person has 4.5 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 4 - Advising on securities | 2018-05-21 | 2019-05-31 |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 9 - Asset management | 2018-05-21 | 2019-05-31 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-28 | 2018-05-21 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 - Asset management | 2016-11-28 | 2018-05-21 |
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-04-03 | 2016-02-01 |
| EXS Capital Asia Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-03 | 2016-02-01 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-04-03 | 2016-02-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-21 | 2014-01-05 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-21 | 2014-01-05 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-21 | 2014-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yi Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.