Kei Yamazaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Yamazaki, a licensed former licensee with CE reference BCH430. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-16 | 2016-02-23 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-16 | 2016-02-23 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-12-16 | 2016-02-23 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Kei Yamazaki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Richard Chi Wing Leung | Daiwa SB Investments (HK) Limited | 2013–2016 |
| Yan Chan | Daiwa SB Investments (HK) Limited | 2013–2016 |
| Jacqueline Wing-Kay Au | Daiwa SB Investments (HK) Limited | 2013–2016 |
| Chi Hang Lui | Daiwa SB Investments (HK) Limited | 2013–2016 |
| Shun Kagiwada | Daiwa SB Investments (HK) Limited | 2013–2016 |
| Daisuke Churei | Daiwa SB Investments (HK) Limited | 2014–2016 |
| Terry Chun Chiu Wong | Daiwa SB Investments (HK) Limited | 2013–2015 |
| Takuya Kamiishi | Daiwa SB Investments (HK) Limited | 2013–2015 |
| Fai Hwang | Daiwa SB Investments (HK) Limited | 2013–2015 |
| Hoi Yan Wong | Daiwa SB Investments (HK) Limited | 2013–2015 |
| Wing Yin Choi | Daiwa SB Investments (HK) Limited | 2013–2014 |
| Junya Okada | Daiwa SB Investments (HK) Limited | 2015–2016 |
| Yuma Yasu | Daiwa SB Investments (HK) Limited | 2015–2016 |
| Kazuhito Kanamori | Daiwa SB Investments (HK) Limited | 2014 |
| Shinji Ishimaru | Daiwa SB Investments (HK) Limited | 2013–2014 |