Xiaoning Meng
孟小宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoning Meng (孟小宁), a licensed former licensee with CE reference BBZ464. This person has 5.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-17 | 2020-07-16 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-15 | 2020-07-16 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-05-15 | 2020-07-16 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-26 | 2016-01-13 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-26 | 2016-01-13 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-26 | 2016-01-13 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-09 | 2015-08-12 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-09 | 2015-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoning Meng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.