Tung Wai Lam

林東偉
CE No. BBU728 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Wai Lam (林東偉), a licensed former licensee with CE reference BBU728. This person has 3.4 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Audrey Chow Securities Limited
高陞證券有限公司
Rep Type 1 - Dealing in securities 2015-07-23 2017-07-14
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2014-10-30 2015-06-06
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2014-10-30 2015-06-06
Ho Fung Shares Investment Limited
浩豐證券投資有限公司
Rep Type 1 - Dealing in securities 2014-10-09 2014-10-20
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
Rep Type 1 - Dealing in securities 2014-07-07 2014-07-11
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
Rep Type 2 - Dealing in futures contracts 2014-07-07 2014-07-11
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-09-06 2014-07-01
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2013-09-06 2014-07-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Wai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Nicholas Lock Audrey Chow Securities Limited 2015–2017
How Ki Lo Audrey Chow Securities Limited 2015–2017
Kin Wing Lee Audrey Chow Securities Limited 2015–2017
To Tung Hui Audrey Chow Securities Limited 2015–2017
Kwok Kan Kwan Audrey Chow Securities Limited 2015–2017
Sha Ku Susie Yao Audrey Chow Securities Limited 2015–2017
Audrey Pei Fung Chow Audrey Chow Securities Limited 2015–2017
Fong Yin Chung Audrey Chow Securities Limited 2015–2016
Shun Yi Ng Audrey Chow Securities Limited 2015–2016
Tomo-Hito Cheung SinoPac Securities (Asia) Limited 2014–2015
Kwok Hei Lau SinoPac Securities (Asia) Limited 2014–2015
Lingjie Cao SinoPac Securities (Asia) Limited 2014–2015
Hui-Chu Lee SinoPac Securities (Asia) Limited 2014–2015
Ya-Ping Hsiao SinoPac Securities (Asia) Limited 2014–2015
Yu-Chiuan Hsu SinoPac Securities (Asia) Limited 2014–2015
Jui Chi Kang SinoPac Securities (Asia) Limited 2014–2015
Hiu Yik Lai SinoPac Securities (Asia) Limited 2014–2015
Yongqiang Le SinoPac Securities (Asia) Limited 2014–2015
Louis Cheuk Ming Lee SinoPac Securities (Asia) Limited 2014–2015
Min Lung Lee SinoPac Securities (Asia) Limited 2014–2015
Explore the interactive colleague network →

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