Wen Hu
胡聞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Hu (胡聞), a licensed former licensee with CE reference BBQ345. This person has 1.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-28 | 2017-08-31 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-28 | 2017-08-31 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-28 | 2017-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-07-29 | 2014-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-29 | 2014-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-29 | 2014-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.