Cleo Yeung Sham
沈翹欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cleo Yeung Sham (沈翹欣), a licensed former licensee with CE reference BBQ335. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2014-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2014-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-29 | 2014-07-31 |