William David Ashworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William David Ashworth, a licensed former licensee with CE reference BBN729. This person has 5.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-25 | 2024-02-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 - Advising on securities | 2019-02-25 | 2024-02-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-17 | 2019-02-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-17 | 2019-02-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-09 | 2013-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William David Ashworth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.