Karen Ka Yan Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Tse (謝嘉茵), a licensed Representative with CE reference BBJ219. Currently licensed at 1 firm(s): Coller Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Coller Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-08-17 | present |
| Coller Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-08-17 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-31 | 2016-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Yan Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.